N4 Pharma PLC - Holding(s) in Company
Released
Released
Announcement PDF
RNS Number : 0546W
N4 Pharma PLC
07 December 2023
TR-1: Standard form for notification of major holdings
1a. Identity of the issuer or the underlying issuer of
N4 Pharma PLC
existing shares to which voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
DAVID FARRIER
City and country of registered office (if applicable)
UK
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY):
6 DECEMBER 2023
7 DECEMBER 2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights
attached to shares
(total of 8. A)
Resulting situation
on the date on
which threshold
was crossed or
reached
Position of previous
notification (if
applicable)
% of voting rights
through financial
instruments
(total of 8.B 1 + 8.B
2)
Total of both in %
(8.A + 8.B)
5.96%
5.96%
4.67%
4.67%
Total number of voting
rights of issuervii
268,780,349
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
Number of voting rightsix
shares
Indirect
Direct
ISIN code (if
(Art 10 of Directive
(Art 9 of Directive
possible)
2004/109/EC) (DTR5.2.1)
2004/109/EC) (DTR5.1)
GB00BYW8QM32
16,040,954
SUBTOTAL 8. A
0
% of voting rights
Direct
Indirect
(Art 9 of Directive
2004/109/EC) (DTR5.1)
(Art 10 of Directive
2004/109/EC) (DTR5.2.1)
5.96
0
16,040,954
5.96
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial
instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights
that may be acquired if
the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Exercise/
Physical or
Type of
Expiration
Number of
Conversion
cash
financial
% of voting rights
voting rights
datex
instrument
Period xi
settlementxii
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
X
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary)
Namexv
% of voting rights if it
equals or is higher than
the notifiable threshold
% of voting rights
through financial
instruments if it equals
or is higher than the
notifiable threshold
Total of both if it equals or
is higher than the
notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
N/A
The number and % of voting rights held
N/A
The date until which the voting rights will be held
N/A
11. Additional informationxvi
N/A
Place of completion
UK
Date of completion
6 DECEMBER 2023
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